Investment Advisor Surety Bond

An Investment Advisor Surety Bond is a license and permit surety bond required by certain government jurisdictions. An investment advisor is someone who provides a consumer investment advice pertaining to securities, financial planning, insurance products and other vehicles of wealth building and protection. Advisors typically charge a fee and/or receive commission for their services. The bond guarantees that the investment advisor will not violate any of the regulations for their license as well as protects the consumer against a financial loss if the advisor violates any of these regulations.